New Companies

APONTIS PHARMA AG

Description New Company (Regulated Unofficial Market)
Transparency Standard on First Quotation Scale
Transaction Type New Issue
Supersector Pharma & Healthcare
Sector Pharma & Healthcare
Subsector Pharmaceuticals
Country Germany
Symbol APPH
First Trading Day May 11, 2021
ISIN DE000A3CMGM5
Class Bearer shares without par value
Offering Period Apr 30, 2021 - May 06, 2021
Issuing Method Bookbuilding Procedure
Bookbuilding Range € 18.50 - 24.50
Subscription Price € 19.00
First Price € 18.90
Leading Underwriter Hauck & Aufhäuser
Underwriter

Sole Global Coordinator & Joint Bookrunner:
Hauck & Aufhäuser
Joint Bookrunner:
M.M. Warburg & CO

Placement Volume excl. Greenshoe € 87,400,000.00
Placement Volume in Shares excl. Greenshoe 4,600,000
Placement Volume incl. Greenshoe € 89,627,617.00
Placement Volume of Executed Greenshoe € 2,227,617.00
Placement Volume of New Shares 2,000,000
Placement Volume of Existing Shares 2,717,243
Greenshoe in Shares 690,000
Greenshoe Executed in Shares 117,243
Priority Allocation

None

Allocation friends & family 0.00 %
Capital Stock / Shares on First Quotation 8,500,000
Total Market Cap on First Quotation € 160,650,000.00
Market Cap (Free Float) on First Quotation € 99,603,000.00
Free Float on First Quotation 62.00 %
Change First Price compared to Issuing Price -0.50 %
Further Information

The offer comprises 2,000,000 shares from a cash capital increase, 1,600,000 secondary shares in a base deal and 1,000,000 secondary shares from the exercise of an upsize option by the major shareholder Paragon Partners as well as 690,000 secondary shares in connection with an over-allotment option.

Number of Shares in Lockup Period

Months Shares
6 3,782,757

Shareholder Structure on First Quotation

Name Before IPO After IPO
The Paragon Fund II GmbH & Co. KG 89.26 % 31.00 %
Boost Management GmbH & Co. KG 10.74 % 7.00 %
Public Float 0.00 % 62.00 %
Company Data

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