Capital Market Partner

M.M.Warburg & CO KGaA

Company portrait

Our expertise

  • Equities
  • Bonds
  • Scale

Who we are

M.M.Warburg & CO is an independent private bank whose capital is held exclusively by private individuals. Free of institutional influences we offer services in private banking, asset management and investment banking. We are represented in the important economic regions in Germany. M.M.Warburg & CO offers all investment banking services.

What we do

Our corporate finance team advises clients on transactions in the areas of Mergers & Acquisitions and Venture Capital, Equity Capital Markets and Debt & Mezzanine Markets. We are the partner for leading companies in German-speaking medium-sized companies that advise decision-makers independently on transactions.


The Equity Capital Markets division is specialized on the structuring and execution of equity transactions on the capital market with a clear focus on small- and midcap transactions. Our Equity Capital Market activities and our clients benefit from a strong equity sales department, first-class equity research with the largest coverage of equities in German-speaking countries.


We provide support by:


  • Coordination of IPOs, capital increases and structured equity placements
  • Underwriting syndicates for large, international placements
  • Advisory services for issuers, shareholders and companies in context of capital market transactions
  • Advisory services with regard to and execution of public takeover- and public purchase offers
  • Fairness Opinions / Valuation Reports
  • Application of stock listing approvals
  • Structuring and execution of share buybacks or stock option programs
  • Other technical handlings
  • Designated Sponsoring
  • Research
  • Capital Market Partner

What makes us different

Since our founding, we have regarded ourselves as partners for our customers. Mutual trust and our many years of experience in our core fields of activity form the basis of our business. Independence from institutional influence, the personal commitment of the owner, short decision-making processes, discretion as a guiding principle, and individual service are advantages that can only be offered by an owner-managed private bank. 

Further information will be available here:

https://corporatefinance.mmwarburg.de/en/
https://www.mmwarburg.de/en/institutional-clients/equities-research/

Corporate Responsibility

Since the bank was founded, the partners have taken their social repsonsiblities seriously. As well as voluntary activities in other charitable foundations, this was institutionalised in the bank's Warburg-Melchior-Olearius Foundation going back to the year 1898. Today, the bank and the foundation supports various projects in the areas of help for the needy, children and youth, culture and monument maintenance as well as school and science.

Business fields and range of services

Business fields

  • Venture / Growth Capital
  • Participation in banking roadshows
  • Support listing (IPO) and capital market financing (Equity)
  • Support bonds (Debt)
  • Financial analysis (equity research)
  • DirectListing
  • SPAC
  • Trading: Designated Sponsoring (Xetra)
  • Investment Banking
  • Investor targeting / investor roadshow / analyst meetings
  • Drawing of Prospectus / Due Diligence
  • DirectPlace
  • Support follow up obligations

Key aspects

Target Groups

  • Appyling Partner, Scale
  • Supporting Partner, Scale
  • Assisting Partner

Contact

General contact

M.M. Warburg & CO KGaA
Ferdinandstr. 75
20095 Hamburg
Germany
Telephone: +49 40 3282 - 0
E-Mail: info@mmwarburg.com
Internet: www.mmwarburg.de

Till Wrede
Capital Market Solutions
Telephone: +49 40 3282 - 2298
E-Mail: twrede@mmwarburg.com

Contact for equities and bonds

Felix Pröfrock
Equity Capital Markets
Telephone: +49 40 3282 2275
E-Mail: fproefrock@mmwarburg.com

References

Equities (4)

Equities

Allgeier SE

Transaction Capital increase
Market segment Prime Standard for Equities
Mandate Joint Global Coordinator und Joint Bookrunner
Issue size 24 Mio.
Market capitalisation 370 Mio. (02/2020)
Date of transaction 06/2019

7C Solarparken AG

Transaction Capital increase
Market segment General Standard for Equities
Mandate Global Coordinator und Bookrunner
Issue size 15 Mio.
Market capitalisation 210 Mio. (02/2020)
Date of transaction 06/2019

Fabasoft AG

Transaction Capital increase and replacement of shares
Market segment Prime Standard for Equities
Mandate Global Coordinator und Bookrunner
Issue size 22 Mio.
Market capitalisation 290 Mio. (02/2020)
Date of transaction 12/2017

Medios AG

Transaction Reverse-IPO
Market segment General Standard for Equities
Mandate Global Coordinator und Bookrunner
Issue size 19 Mio.
Market capitalisation 460 Mio. (02/2020)
Date of transaction 12/2016

The market capitalisation refers to the time of the transaction. For transactions in bonds as well as capital increases, market capitalization is not indicated.

Bonds (2)

Bonds

PNE Wind AG

Transaction Structuring and placement
Market segment Quotation Board
Mandate Joint Lead Manager & Joint Bookrunner
Issue size 60 Mio.
Date of transaction 05/2018

PNE Wind AG

Transaction Structuring and placement
Market segment Prime Standard
Mandate Joint Lead Manager & Joint Bookrunner
Issue size 100,0 Mio.
Date of transaction 05/2013

Scale (2)

Scale

Nanogate AG

Transaction Capital increase
Market segment Scale for Equities
Mandate Joint Bookrunner
Issue size 11 Mio.
Market capitalisation 100 Mio.
Date of transaction 06/2019

Datagroup SE

Transaction Capital increase and replacement of shares
Market segment Scale for Equities
Mandate Joint Global Coordinator und Joint Bookrunner
Issue size 35 Mio.
Market capitalisation 525 Mio.
Date of transaction 04/2017

The market capitalisation refers to the time of the transaction. For transactions in bonds as well as capital increases, market capitalization is not indicated.

Market Status XETR

XETR

The market status window is an indication regarding the current technical availability of the trading system. It indicates whether news board messages regarding current technical issues of the trading system have been published or will be published shortly.

Please find further information about incident handling in the Emergency Playbook published on the webpage under Data & Tech > Information Channels > Emergency procedures. Detailed information about incident communication, market re-opening procedures and best practices for order and trade reconciliation can be found in the chapters 4.2, 4.3 and 4.5, respectively. Concrete information for the respective incident will be published during the incident via newsboard message

We strongly recommend not to take any decisions based on the indications in the market status window but to always check the production news board for comprehensive information on an incident.

Emergency procedures

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